Compliance and Best Practice
 
As every financial Adviser knows, keeping on top of your compliance is a major task and one that uses valuable time. FinPlan has been designed to assist in several ways. Standard letters and reports need only be approved once and can then be made available to every consultant. FinPlan has dedicated compliance screens for each policy. Consultants and Administrators can maintain detailed compliance notes and dedicated compliance administrators can be assigned to be automatically notified of every policy that is added to the system.